Read Financial Advisor IQ ‘RIA Spending to Rise with SEC’s Cybersecurity Proposed Rule’. The regulator wants RIA firms to know their responsibilities, according to Wes Stillman… They’re saying, ‘Hey, your obligation as an RIA is to protect your clients’ interest which includes minimizing risk that could lead to operational disruptions or loss or theft of clients’ personal information.’
By Sam Del Rowe. Read the article here.
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